Investor Relations

Documents

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
10-Q 10-Q 8/1/2018 6/30/2018
8-K 8-K 7/31/2018 7/31/2018
Abstract: 8-K filed by Oxford Square Capital Corp. (OXSQ) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 7/30/2018 7/27/2018
Abstract: 8-K filed by Oxford Square Capital Corp. (OXSQ) covering Submission of Matters to a Vote of Security Holder.
Proxy DEF 14A 6/26/2018 7/27/2018
8-K 8-K 6/22/2018 6/22/2018
Abstract: 8-K filed by Oxford Square Capital Corp. (OXSQ) covering Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; and Financial Statements and Exhibits.
10-Q 10-Q 5/2/2018 3/31/2018
8-K 8-K 5/1/2018 5/1/2018
Abstract: 8-K filed by Oxford Square Capital Corp. (OXSQ) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
13-D SC 13G 4/11/2018
8-K 8-K 4/6/2018 4/6/2018
Abstract: Registrant reported that on April 6, its board of directors, including a required majority (as such term is defined in Section 57(o) of the Investment Company Act of 1940 (the 1940 Act)) of the board, approved the modified asset coverage requirements set forth in Section 61(a)(2) of the 1940 Act, as amended by the Small Business Credit Availability Act.
8-K 8-K 3/20/2018 3/16/2018
Abstract: On March 20, registrant announced that it has changed its name to Oxford Square Capital Corp. The articles of amendment dated March 16 and the articles of amendment dated March 19 were included by exhibit.
10-K 10-K/A 3/9/2018 12/31/2017
Abstract: Registrant filed its amendment No. 1 to the annual report on Form 10-K/A for the purpose of correcting a typographical error in the PricewaterhouseCoopers LLP’s report of independent registered public accounting firm.
13-D SC 13D/A 3/6/2018
10-K 10-K 3/1/2018 12/31/2017
8-K 8-K 2/27/2018 2/27/2018
Abstract: 8-K filed by TICC Capital Corp. (TICC) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
13-D SC 13G/A 2/14/2018
8-K 8-K 2/6/2018 2/6/2018
Abstract: On Feb. 6, registrant announced that its board of directors authorized a program to repurchase up to $25 million of its common stock.
8-K 8-K 2/1/2018 2/1/2018
Abstract: 8-K filed by TICC Capital Corp. (TICC) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 12/4/2017 12/4/2017
Abstract: On Dec. 4, registrant announced that it received the rating from Egan-Jones Ratings Co. Inc.
Prospectus 497 11/20/2017
Investment Company Filing POS 8C 11/14/2017

Displaying 1 to 20 (of 165 filings)

TERMS AND CONDITIONS OF USE

The investor relations site ("Site") with which this document is associated is maintained by S&P Global on behalf of the organization featured on the Site (S&P Global's "Client"). These Terms and Conditions of Use ("Terms of Use") set forth the terms on which you may use the Site, and the information and materials contained therein (the "Contents"). By using the Site, you agree to these Terms of Use. If you do not agree to these Terms of Use, you are not authorized to use the Site or Contents in any manner, and you should immediately discontinue any use of the Site or the Contents.