Oxford Lane Capital Corp.

Team

Jonathan H. Cohen - Board Member and Chief Executive Officer

Mr. Cohen is the Chief Executive Officer of TICC Capital Corp. and is also the Chief Executive Officer of Oxford Lane Capital Corp.  (NasdaqGS: OXLC). Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor "All-American" research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University.

 
Saul B. Rosenthal - President and Chief Operating Officer

Mr. Rosenthal is the President and Chief Operating Officer of TICC Capital Corp. and is also the President of Oxford Lane Capital Corp.  (NasdaqGS: OXLC). Previously, Mr. Rosenthal was an attorney at the law firm of Shearman & Sterling LLP. Mr. Rosenthal is a board member of Oxford Lane Capital Corp., LiftForward, Inc., the National Museum of Mathematics, and YPO New York City. He received a Bachelor of Science degree magna cum laude from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law.

 
Bruce L. Rubin - Chief Financial Officer

Mr. Rubin is Chief Financial Officer of TICC Capital Corp. and holds the same position at Oxford Lane Capital Corp.  (NasdaqGS: OXLC). He is the former Assistant Treasurer & Director of Financial Planning of the New York Mercantile Exchange, Inc., the largest physical commodities futures exchange in the world and has extensive experience with Sarbanes-Oxley, treasury operations and SEC reporting requirements. From 1989 to 1995, Mr. Rubin was a manager in financial operations for the American Stock Exchange, where he was primarily responsible for budgeting matters. Mr. Rubin began his career in commercial banking as an auditor primarily of the commercial lending and municipal bond dealer areas. Mr. Rubin received his BBA in Accounting from Hofstra University where he also obtained his Masters of Business Administration in Finance.